Examining the efficiency and effectiveness of the U.S. Securities and Exchange Commission

Examining the efficiency and effectiveness of the U.S. Securities and Exchange Commission

by Center for Capital Markets Competitiveness

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CCMC's study recommends 23 changes to organizational and management structure, operations, and fundamental SEC processes critical to an efficient and effective capital market regulatory system. Facing an ever-growing set of market challenges and a potential restructuring of the broader financial services regulatory framework, the Chamber's study proposes recommendations that can be implemented under current SEC jurisdiction and can increase the agency's ability to effectively allocate regulatory resources in the short-term.

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